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    SMC Global Securities Limited

    SMCGLOBAL
    Financial Services·3 Feb 2026
    Management Summary

    SMC Global Securities reported a strong Q3 FY26 with sequential improvement in consolidated operational income and a significant increase in PAT. The broking and insurance broking segments showed robust year-on-year growth. The financing NBFC segment experienced a strategic portfolio churn, leading to a temporary moderation in AUM, but management expects AUM growth to regain traction with a focus on Micro LAP. The company also anticipates a reduction in its cost of borrowing in the coming quarters.

    Highlights

    5
    • Consolidated operational income showed sequential improvement in Q3 FY26.

    • EBITDA margin improved by 140 basis points QoQ to 20.6% in Q3 FY26.

    • Profit after tax increased significantly by 46.8% QoQ to ₹30.8 crores.

    • Broking and Insurance Broking segments demonstrated strong year-on-year revenue growth of 17.3% and 22.2% respectively.

    • Mutual Fund AUM is targeted to grow 20-25% for the next couple of years, aiming for over ₹6,000 crores by FY27.

    Concerns

    3
    • Financing NBFC segment revenue declined to ₹48.4 crores in Q3 FY26 from ₹71.2 crores in Q3 FY25.

    • Overall AUM for the financing segment decreased from ₹1,291 crores in FY25 to ₹1,107 crores in 9M FY26 due to a strategic portfolio churn.

    • The company has taken a 15.25% GST impact in health and life insurance in the October quarter.

    What Changed2

    vs Q4 FY26

    Guidance items5 → 6 (+1)Risks discussed6 → 4 (-2)
    Key financials

    Metrics

    8

    Periods

    2

    Headline

    5
    • Consolidated Operational Income
      ₹494.8 Cr
    • Consolidated EBITDA
      ₹102.1 Cr
    • Consolidated EBITDA Margin
      20.6%
    • Consolidated PAT
      ₹30.8 Cr
      QoQ+46.8%
    • Consolidated PAT Margin
      6.2%

    9M

    3
    • FY26 Consolidated Revenue
      ₹1,360 Cr
    • FY26 Consolidated EBITDA
      ₹286.7 Cr
    • FY26 Consolidated PAT
      ₹81.8 Cr

    Segment breakdown

    • Broking, Distribution, and Trading₹286.6 Cr68.9%
    • Financing NBFC₹48.4 Cr11.6%
    • Insurance Broking₹81.1 Cr19.5%
    Donut· Share of Q3 FY26 Revenue

    Guidance & targets

    6
    CategoryTargetPriority
    Broking Growth
    Broking business growth
    10% to 14%
    Medium
    Mutual Fund AUM Growth
    Mutual Fund AUM growth rate
    20% - 25%
    High
    Mutual Fund AUM Target
    Mutual Fund AUM
    above Rs. 6,000 crores
    High
    Micro LAP Portfolio Growth
    Micro LAP portfolio
    Rs. 125 crores
    High
    Cost of Borrowing Reduction
    Cost of borrowing reduction
    15 to 20 basis points
    Medium
    Cost of Borrowing Impact
    Repo rate impact on cost of borrowing
    10 to 20 basis point
    Medium

    Broking business growth

    next few quarters
    Current17.3% YoY in Q3 FY26
    Target10-14% growth

    Why it matters

    To verify if the projected growth rate for the broking segment materializes amidst market conditions and STT changes.

    overall, like, growth would be there in tune of 10% to 14%and we have to see even in this budget the STT has been increased.

    How to verify

    key_financials.segment_breakdown[name='Broking, Distribution, and Trading'].metrics[label='Q3 FY26 Revenue'].yoy_growth

    Risks & concerns

    4
    RiskSeverity

    Increased Securities Transaction Tax (STT)

    Management noted the increase in STT in the budget, which could impact the broking business.Management acknowledged

    low

    Moderated credit growth and tighter underwriting standards in NBFC

    The operating environment for the financing segment involved moderated credit growth and tighter underwriting standards.Management acknowledged

    medium

    Margin pressures and funding costs

    The overall operating environment presented challenges in terms of margin pressures and funding costs.Management acknowledged

    medium

    GST impact in health and life insurance

    The company has already absorbed a 15.25% GST impact in health and life insurance from October 1st, which has now stabilized.Management acknowledged

    low

    Q&A highlights

    7

    “overall, like, growth would be there in tune of 10% to 14%and we have to see even in this budget the STT has been increased.”

    Analyst sought clarity on the basis of 17.3% YoY growth in broking and future expectations, which management quantified.

    asked by Akshay Mehta

    3 min read6 chapters

    Detailed Narrative

    01

    Industry Dynamics and Operating Environment

    The capital markets remained constructive with healthy participation, resilient trading activity, and increasing digital adoption, contributing to a stronger broking ecosystem. The insurance sector showed steady momentum driven by penetration and demand across products, transitioning towards advisory-led digital distribution. However, the financing and NBFC segment faced challenges with moderated credit growth, tighter underwriting, and focus on risk management, leading to uneven outcomes across participants.

    02

    Q3 FY26 Consolidated Financial Performance

    SMC Global Securities reported a consolidated operational income of ₹494.8 crores in Q3 FY26, showing sequential improvement. EBITDA for the quarter stood at ₹102.1 crores, translating to an EBITDA margin of 20.6%, which improved by 140 basis points quarter-on-quarter. Profit after tax reached ₹30.8 crores, marking a significant 46.8% quarter-on-quarter increase, with a PAT margin of 6.2%. For the nine months ended FY26, consolidated revenue was ₹1,360.0 crores, EBITDA ₹286.7 crores, and PAT ₹81.8 crores.

    03

    Broking, Distribution, and Trading Segment Performance

    This segment's Q3 FY26 revenue grew by 17.3% year-on-year to ₹286.6 crores, with EBIT increasing by 13.9% year-on-year to ₹66.4 crores. The company's network comprised 2,154 authorized persons across 413 cities and 6,485 financial distributors. Broking DP AUA reached ₹1,64,217 crores, and mutual fund AUM stood at ₹4,768 crores as of 9M FY26. Management expects overall broking growth in the range of 10% to 14% and noted that 70% of business comes from online channels, with a focus on integrating algo trading.

    04

    Financing NBFC Segment Strategy and AUM

    The financing NBFC segment reported Q3 FY26 revenue of ₹48.4 crores, down from ₹71.2 crores in Q3 FY25. The 9M FY26 AUM was ₹1,107 crores, with a secured portfolio ratio of 69.42% and collection efficiency of 97.96%. The company's ROA was 2.42% and NNPA level 1.99%. The decline in AUM from ₹1,291 crores in FY25 was attributed to a conscious decision to churn the portfolio, shifting from LAP to Micro LAP. The Micro LAP portfolio is currently ₹80 crores and is targeted to grow to ₹125 crores by March end FY26.

    05

    Insurance Broking Segment Growth

    The Insurance Broking segment demonstrated strong growth momentum, with Q3 FY26 revenue increasing by 22.2% year-on-year to ₹81.1 crores. Segment EBIT rose by 52.4% year-on-year to ₹3.2 crores, reflecting improved operating efficiency. The business issued 8,25,638 policies and generated a gross premium of ₹2,236 crores in 9M FY26. Digital sourcing is minimal at 0.01%, with an average POS acquisition cost of approximately ₹1,000. Management confirmed no commission pressure but noted a 15.25% GST impact from October 1st.

    06

    Mutual Fund AUM Outlook and Cost of Borrowing

    Mutual Fund AUM saw a decent increase, with 21% of net inflows coming from SIP and 80% of the AUM being in equity. The company plans to grow AUM by 20-25% over the next couple of years, targeting over ₹6,000 crores by the end of FY27. Regarding the cost of borrowing, currently at 10.57%, management expects a 15-20 basis point reduction in the next six months, with a 10-20 basis point impact from MCLR-based loans anticipated by the June quarter due to recent repo rate cuts.

    This is an AI-generated summary of a publicly available earnings call transcript. It is for informational purposes only and does not constitute investment advice, a recommendation, or an endorsement. inve.money is not a SEBI-registered investment advisor. Please consult a qualified financial advisor before making any investment decisions.