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    AMP
    Earnings call· Mar 2026(Q1 FY26)

    AMERIPRISE FINANCIAL Q1 FY26 earnings call AMP

    Apr 23, 2026 Source

    Executive summary

    Ameriprise Financial Q1 FY26 — Record adjusted EPS of $11.26, ROE above 54%

    A disciplined, organic 'built-not-bought' wealth compounder chose profitability over chasing flows: as rivals dangled aggressive recruiting checks, Ameriprise let net flows turn lumpy—amplified by Comerica's exit and cautious clients—while leaning on record adviser productivity, asset-management transformation and a stepped-up buyback. Management downplayed cash as a minor earnings lever and framed the through-cycle model as intact, with recruiting activity reaccelerating into Q2.

    Highlights

    5
    • Adjusted operating revenues up 11% to $4.8B; adjusted operating EPS up 19% to a record $11.26; ROE above 54% (up ~140bps LTM); operating margin 28%

    • Total AUM/AUA up 12% to $1.7T; total client assets up 12% to $1.1T; wrap assets up 16% to $664B

    • Adviser productivity up 10% to a record $1.2M per adviser; transactional activity up 10%; AWM pretax adjusted operating earnings up 20% to $951M (margin 30% vs 28% a year ago)

    • Asset Management net outflows improved to $5.9B from a year ago; operating earnings up 13% to $273M; margin 44% (above 35%-39% target); NA gross retail sales up 26%; ETF platform surpassed $10B AUM

    • Returned $936M (88% of operating earnings) to shareholders including 1.6M shares repurchased; board approved a 6% dividend increase

    Concerns

    5
    • Flows were light: wrap net inflows of only $6B and client net flows of $4.2B on more cautious client behavior and lumpiness in recruiting/terminations

    • Comerica adviser attrition (~$18B of assets) accelerating, with outflows expected to continue in Q2 and Q3 and complete by end of September

    • Aggressive industry recruiting environment drove higher adviser departures; management declined to chase deals it views as exceeding a balanced risk-return

    • Cash sweep balances declined to $29.4B (from $29.9B) and certificate balances fell to $7.6B (from $8.2B); elevated third-party money-market cash of ~$48B built modestly again amid volatility

    • Asset Management still in net outflows ($5.9B); EMEA retail flows impacted by geopolitical volatility; R&P earnings pressured by continued VA living-benefit outflows

    Guidance & targets

    11
    CategoryTargetConfidence
    Share buyback pace (% of operating earnings)
    85% to 90% of operating earnings, potentially higher opportunistically
    high materiality
    High
    Huntington Bank client asset onboarding
    ~$28B of client assets and ~260 advisers, most onboarding in Q4 2026
    high materiality
    High
    Comerica adviser asset outflow completion
    Outflows continue and accelerate through Q2 and Q3, finalizing by end of September 2026 (~$18B total)
    high materiality
    Medium
    Retirement & Protection Solutions annual pretax adjusted operating earnings
    ~$800M per year
    medium materiality
    Medium
    Advice & Wealth Management organic growth
    4% to 5% for the year (objective maintained)
    high materiality
    Medium
    Asset Management G&A expense outlook
    Neutral to a small negative (flat to slightly down)
    medium materiality
    Medium
    Asset Management back-office outsourcing conversion
    Substantial portion of the conversion completed later in 2026
    medium materiality
    Medium
    Asset Management operating margin target range
    35% to 39%
    medium materiality
    Medium
    Certificate balances trajectory
    Stabilize in current range or increase modestly (spread-dependent)
    low materiality
    Low
    Adviser compensation / transition-assistance rate
    Remain pretty much in current range through the year
    low materiality
    Low
    Adviser recruiting activity
    Pickup of recruiting activity expected in Q2; pipeline ramping
    low materiality
    Medium

    Segment performance

    3
    SegmentRevenueYoYQoQMargin
    Advice & Wealth Management (AWM)
    Solid asset growth on organic momentum, productivity and market appreciation, but net flows were light and lumpy on cautious clients, aggressive-recruiting-driven departures and accelerated Comerica adviser exits. Core distribution earnings grew strongly; cash earnings roughly flat.
    Fee-based and transaction revenues: +17% YoYBank revenues: +6% YoYAdjusted operating expenses: +12% YoY (distribution expenses +14%, G&A +4%)Comerica make-whole: $25M one-time benefit (earnings +17% ex-benefit)Core distribution earnings growth: mid-30% rangeCore distribution margin: over 20%Client assets: $1.1T (+12% YoY)Wrap assets: $664B (+16% YoY)Client net flows: $4.2BWrap net inflows: $6BAdviser productivity: $1.2M per adviser (+10%, record)Transactional activity: +10% YoYAdvisers joined: 61Bank assets: $25.5B (+6% YoY)Cash sweep balances: $29.4B (vs $29.9B prior quarter)Total client cash: $86B (flat YoY and QoQ)Certificate balances: $7.6B (from $8.2B prior quarter)
    $3.2B+14%Pretax adjusted operating earnings $951M (+20%); segment margin 30% (up from 28%)
    Asset Management
    Earnings and margin benefited from asset growth and transformation initiatives; net outflows improved across retail and institutional. EMEA retail flows improved but were impacted by geopolitical volatility. Back-office outsourcing benefit not yet in the numbers.
    Total AUM/advisement: $706B (+8% YoY)Net outflows: $5.9B (improved significantly YoY)Underlying fee rate: ~47bps (stable)Expenses: +5% total (G&A +4%, on volume and unfavorable FX translation)NA gross retail sales: +26% YoYFund performance: >70% above peer median over 1/3/5 years; 85% above median over 10 yearsETF platform AUM: surpassed $10B
    $910M+8%Operating earnings $273M (+13%); margin 44% (above 35%-39% target)
    Retirement & Protection Solutions (R&P)
    Earnings reflected higher distribution expense on strong sales and continued VA living-benefit outflows, partly offset by higher equity markets; business cited as high-quality with excellent risk-adjusted returns and RiverSource among the most profitable insurers.
    Expected earnings over time: ~$800M per yearSales: solid across annuities and VUL
    Pretax adjusted operating earnings $190M

    Operational metrics

    35
    Adjusted operating EPS
    $11.26+19% YoY (record)
    Q1 FY26

    Record adjusted operating EPS; earnings and EPS both up double digits.

    Return on equity
    >54%+140bps over trailing 12 months
    Q1 FY26

    Cited as best-in-class ROE, up over the year.

    Consolidated operating margin
    28%
    Q1 FY26

    Reflects diversified earnings profile and operating leverage.

    Adjusted operating revenues
    $4.8B+11% YoY
    Q1 FY26

    Firm-wide roll-up; Walter cited an 11% increase to $4.8B.

    Total AUM/AUA
    $1.7T+12% YoY
    Q1 FY26

    Assets under management, administration and advisement.

    Total client assets
    $1.1T+12% YoY
    Q1 FY26

    AWM client assets.

    Wrap assets
    $664B+16% YoY
    Q1 FY26

    Driven by organic growth, adviser productivity and equity market appreciation.

    Wrap net inflows
    $6Blighter than prior quarter
    Q1 FY26

    Reflected cautious client behavior and lumpy recruiting/terminations.

    Client net flows
    $4.2Blighter on cautious client behavior
    Q1 FY26

    Total AWM client net flows.

    Adviser productivity
    $1.2M+10% YoY (record)
    Q1 FY26

    New high in adviser productivity.

    Advisers recruited (joined)
    61pickup of activity seen in Q2
    Q1 FY26

    Organic 'built-not-bought' recruiting of high-quality advisers.

    Total adviser force
    ~10,000
    Q1 FY26

    Jim referenced productivity growth 'across 10,000' advisers.

    Transactional activity
    +10%+10% YoY
    Q1 FY26

    Strong transactional activity kept clients engaged amid volatility.

    Client satisfaction score
    4.9 out of 5consistent
    Q1 FY26

    Consistently high client satisfaction cited as differentiation.

    J.D. Power U.S. Investor Satisfaction rank
    3rd of 23 firms
    2026 study

    2026 J.D. Power U.S. Investor Satisfaction Study, overall ranking.

    Total client cash
    $86Bessentially flat YoY and QoQ
    Q1 FY26

    Includes sweep, certificates and third-party money-market balances.

    Cash sweep balances
    $29.4Bvs $29.9B prior quarter
    Q1 FY26

    Nearly $30B in sweep balances; small transaction revenue as a share of earnings.

    Certificate balances
    $7.6Bdown from $8.2B prior quarter
    Q1 FY26

    Expected to stabilize or rise modestly depending on rates.

    Third-party money-market fund balances
    ~$48Bdeclined in Jan/Feb, built modestly again on volatility
    Q1 FY26

    Elevated cash; redeployment opportunity into platform products when rates decline.

    Average client cash balance per account
    $6,000
    Q1 FY26

    Walter cited average balance of $6,000; Jim earlier referenced 'on average, $100' which appears to be an ASR/garbled figure for a different measure — Walter's $6,000 is the stated average account balance.

    Bank assets
    $25.5B+6% YoY
    Q1 FY26

    Jim noted bank assets now exceed $25B; Walter cited $25.5B.

    Bank portfolio yield
    4.6%
    Q1 FY26

    Bank portfolio positioned for stable earnings contribution.

    Bank new-purchase yield
    5%
    Q1 FY26

    Q1 new bank securities purchases.

    AWM aggregate margin
    30%up from 28% a year ago
    Q1 FY26

    Aggregate AWM margin with solid cash contribution.

    Asset Management underlying fee rate
    ~47bpsstable
    Q1 FY26

    Underlying management fee rate held stable.

    Asset Management operating margin
    44%above 35%-39% target range
    Q1 FY26

    Benefited from asset growth and transformation; back-office outsourcing benefit not yet reflected.

    Asset Management net outflows
    $5.9Bimproved significantly YoY
    Q1 FY26

    Net outflows narrowed materially.

    North America gross retail sales
    +26%+26% YoY
    Q1 FY26

    Improved even in a volatile market; boosted by Signature Wealth initial sales.

    ETF platform AUM
    >$10Bsurpassed $10B
    Q1 FY26

    Product strategy advancing across ETFs, SMAs and alternatives.

    Fund investment performance (above peer median)
    >70% (1/3/5yr); 85% (10yr)
    Q1 FY26

    Columbia Threadneedle top-10 in Barron's Best Fund Family; four 2026 Lipper Awards for U.S. fixed income.

    Total capital returned to shareholders
    $936M88% of operating earnings
    Q1 FY26

    Disciplined capital return; buyback framework of 85%-90% with room to go higher.

    Quarterly dividend increase
    6%board-approved increase
    Q1 FY26

    Board approved another 6% dividend increase.

    Excess capital
    $2.3B
    Q1 FY26

    Balance sheet described as exceptionally strong.

    Trailing-12-month revenue growth
    +8%+8%
    LTM (to Q1 FY26)

    Trailing-12-month performance summary.

    Five-year revenue CAGR
    9%
    5-year

    Long-term compounding track record cited by Walter.

    Industry KPIs

    2
    MetricValueDetails
    AUM$1.7T total AUM/AUA; $706B Asset Management AUM/advisementUSD
    Fee rate~47bpsbps

    Product announcements

    4
    ProductTypeDetails
    Signature Wealth UMAexpansion
    Bank checking accountlaunch
    HELOCs and savings programslaunch
    Columbia Threadneedle ETF platformmilestone

    Deals & partnerships

    2
    Huntington BankAFIG partnership — retail investment program provider (multiyear/10-year agreement)~$28B of client assets; ~260 advisers10-year (multiyear) agreement

    Ameriprise signed a multiyear agreement to become Huntington Bank's retail investment program provider after a competitive, over-a-year selection process; Huntington ran its own broker-dealer previously and chose Ameriprise for advice leadership, culture and capabilities.

    Comerica (acquired by Fifth Third)Early termination of retail investment program relationship (divestiture/exit)~$18B of client assets; $25M one-time make-whole payment received

    Comerica exercised its option for early termination after being acquired by Fifth Third, which is taking over the activity; the contract is fully settled, leaving only the accelerating adviser/asset outflows to complete by end of Q3.

    Risks & headwinds

    6
    Aggressive industry recruiting environment driving elevated adviser departures and lumpy flowsOngoing through FY26; described as lumpy quarter to quarter

    Wrap net inflows of $6B and client net flows of $4.2B were lighter; departures worth a couple billion of flows in the quarter; net recruiting still positive last year

    Mitigation: Discipline on recruiting/retention deals with long cash paybacks and marginal P&L benefit; reliance on organic 'built-not-bought' growth, superior technology and client value proposition; selective willingness to raise compensation where appropriate

    Comerica adviser/asset attritionContinues through Q2/Q3 2026, completing by end of September

    ~$18B of client assets flowing out; outflows accelerating in Q2 and Q3

    Mitigation: Contract fully settled with ~$25M make-whole collected; ongoing financial impact immaterial; Huntington (~$28B) onboarding in Q4 offsets

    Cautious client behavior amid market volatility and economic uncertaintyQ1 FY26; improving trends noted in latter part of quarter

    Contributed to lighter flows; third-party money-market cash rebuilt modestly to ~$48B after declining in Jan/Feb

    Mitigation: Deep client engagement; strong transactional activity (+10%); redeployment opportunity when rates decline

    Rate-driven declines in cash sweep and certificate balancesQ1 FY26; certificates expected to stabilize or rise modestly

    Cash sweep down to $29.4B (from $29.9B); certificates down to $7.6B (from $8.2B)

    Mitigation: Bank strategy (lending + savings) to add value; cash is only a few percent of earnings; certificate spread management

    EMEA retail flow headwinds from geopolitical volatilityQ1 FY26

    Not quantified; EMEA retail flows improved but were impacted by geopolitical volatility during the quarter

    Mitigation: Improving overall Asset Management flows (net outflows narrowed to $5.9B); differentiated product offering across regions

    Continued variable-annuity living-benefit outflows pressuring R&P earningsOngoing

    R&P pretax adjusted operating earnings of $190M reflected continued VA living-benefit outflows and higher distribution expense

    Mitigation: High-quality book with excellent risk-adjusted returns; earnings expected to run ~$800M/year over time; offset partly by higher equity markets

    Q&A highlights

    8

    Why not return more than 88% given the depressed stock, and can Comerica outflows and Huntington inflows be sized?

    Management reaffirmed an 85%-90% buyback range with room to go higher given the PE, and confirmed Comerica outflows (tied to the Fifth Third acquisition) began in Q4, continued in Q1 and will accelerate in Q2/Q3, finalizing by end of September; Huntington will add ~$28B in Q4. Jim stressed the contract was already settled so the financial impact is captured—only flows remain.

    any financial impact from that is already in what we collected. So we're fine, but those flows will continue to come out, and they will be completed at the end of September

    asked by Wilma Jackson Burdis · answered by Jim Cracchiolo

    4 min read8 chapters

    Detailed Narrative

    01

    Diversified franchise delivers record quarter amid volatility

    Ameriprise reported adjusted operating revenues up 11% to $4.8B and record adjusted operating EPS up 19% to $11.26, with ROE above 54% and a consolidated operating margin of 28%. Total AUM/AUA rose 12% to $1.7T on client net inflows and positive markets. Management framed the results as evidence of an integrated, through-cycle model, noting client satisfaction held at 4.9 out of 5 and a #3 of 23 ranking in the 2026 J.D. Power U.S. Investor Satisfaction Study. Walter Berman highlighted an exceptionally strong balance sheet with $2.3B of both excess capital and holding-company available liquidity.

    02

    Wealth Management flows turn lumpy as recruiting competition intensifies

    AWM net revenues grew 14% to $3.2B and pretax adjusted operating earnings rose 20% to $951M (17% excluding a Comerica make-whole), with segment margin of 30% up from 28%. Client assets grew 12% to $1.1T and wrap assets 16% to $664B, but client net flows were just $4.2B and wrap net inflows $6B on cautious client behavior and elevated adviser departures. Management stressed same-store sales stayed strong and that it will not chase aggressive recruiting deals with long cash paybacks and marginal P&L benefit, prioritizing sustained profitability over flow optics. Adviser productivity hit a record $1.2M (+10%) and transactional activity rose 10%.

    03

    Comerica exit and Huntington Bank onboarding reshape the AFIG channel

    Comerica, acquired by Fifth Third, exercised early termination; the contract is fully settled with a one-time📎 ~$25M make-whole booked, but ~$18B of client assets will continue flowing out, accelerating through Q2 and Q3 and completing by end of September. Offsetting this, Ameriprise signed a multiyear (10-year) agreement to become Huntington Bank's retail investment program provider, expected to add ~260 advisers and ~$28B of assets, with most onboarding in Q4. Management positioned AFIG as a structurally advantaged opportunity as banks increasingly outsource wealth capabilities rather than invest to build them.

    04

    Bank build-out and cash strategy

    Bank assets grew 6% to $25.5B with continued strength in pledge lending; management completed the launch of a checking account and now offers a complete suite alongside HELOCs, mortgages and savings programs. The bank portfolio yields 4.6% with a 4-year duration and only 7% floating-rate, and Q1 new purchases of $1.9B came at a 5% yield and 4.1-year duration. Cash sweep balances edged down to $29.4B (from $29.9B) on seasonal tax patterns, total client cash held flat at $86B, and third-party money-market cash remained elevated near $48B—an opportunity to redeploy when rates decline. Management emphasized cash is only a low-single-digit percent of earnings and average account cash is small (~$6,000).

    05

    Asset Management: improving flows and expanding margin

    Asset Management operating earnings rose 13% to $273M on revenues up 8% to $910M, with the underlying fee rate stable at ~47bps and margin reaching 44%, above the 35%-39% target range. Total AUM/advisement grew 8% to $706B and net outflows improved markedly to $5.9B on better retail and institutional trends. Investment performance remained strong (>70% of funds above peer median over 1/3/5 years, 85% over 10 years), with Columbia Threadneedle top-10 in Barron's rankings and four 2026 Lipper Awards for U.S. fixed income. Product expansion continued across ETFs (surpassed $10B AUM), SMAs (top-10 provider) and alternatives, while back-office outsourcing and transformation are expected to support further operating leverage.

    06

    Technology and AI embedded across the platform

    Management repeatedly framed AI as an extension of a multiyear, integrated technology strategy rather than a standalone tool, embedded across advice, operations and service and supported by a governed data foundation. Capabilities like eMeeting, CRM, advice insights and practice workflows aim to lift adviser productivity and free time for client relationships, with AI agents expected over time to take on more adviser work. Management said clear productivity gains are visible where advisers have enabled the tools (e.g., meeting prep saving hours weekly) but has not yet extrapolated firm-wide metrics. Advanced analytics is also being applied within Asset Management, including investment research.

    07

    Capital return and balance-sheet strength

    Ameriprise returned $936M (88% of operating earnings) to shareholders in Q1, including opportunistic repurchase of 1.6M shares to exploit a decline in its PE multiple, and raised the quarterly dividend 6%. Management reiterated an 85%-90% buyback framework with capacity to go higher. Over the trailing 12 months revenues grew 8%, adjusted EPS 12%, ROE rose 140bps and $3.6B of capital was returned; over five years the firm compounded revenue 9%, EPS 20%, expanded ROE by over 17 points and returned $14B. Management cited no exposure to middle-market lending directly or via funds/BDCs and limited direct broadly-syndicated-loan exposure in owned assets.

    08

    Signature Wealth and product expansion

    The Signature Wealth UMA, launched mid-2025, is gaining momentum with a significant portion of inflows representing new money to Ameriprise; management called it one of its quickest wrap launches and is broadening capabilities including newly added SMAs. Retirement & Protection sales were solid across annuities and VUL, with RiverSource again cited as one of the most profitable insurers in the industry. Management is also enhancing adviser succession strategies, including expanding the centralized Ameriprise personal wealth group as a succession option for internal and external advisers.

    AI-generated summary of the company’s earnings call. Not investment advice.